Regulatory notices

• ESG criteria integration policy in investment strategy 
• Personal data protection policy

Tikehau Capital (the “Group”) aims to maintain a high level of transparency about its activities, in a manner consistent with its role as an asset manager and investor, so that its stakeholders can assess the Group’s situation and prospects.

Adherence to ethical principles is a fundamental pillar of the Group’s asset management and investment activities, and a key aspect of its reputation. In everything it does, Tikehau Capital is committed to complying with rules of conduct towards all stakeholders and in its business practices. These rules of conduct are set out in the Group’s Code of Ethics. One of its underlying principles is the fight against unethical business practices, such as corruption and influence peddling.

As a publicly traded company whose shares are listed on the regulated market of Euronext Paris, Tikehau Capital SCA is subject to various obligations provided for by French and European regulations and by the AMF, the authority responsible for regulating and supervising the French financial markets, in its General Regulation. Please visit the https://www.tikehaucapital.com/en/investor-client/legal page of our website for further information, including our corporate governance documents.

The Group draws the attention of investors and savers to the risk of fraud by entities or individuals misusing the name or logo of the Group or one of its entities.

If in doubt, investors should consult their usual Group contact.

Anyone concerned by a case of abuse or fraud relating to the Group may also raise their concerns via the Group’s whistleblowing platform : https://tikehau-capital.signalement.net/entreprises

The Autorité des Marchés Financiers has published recommendations to be followed when a person is canvassed and offered financial products. These recommendations can be consulted here: https://www.amf-france.org/fr/espace-epargnants/proteger-son-epargne/faire-les-verifications

You can also consult the blacklist on the Autorité des Marchés Financiers (AMF) website, which lists players who have been the subject of a warning issued by the AMF and/or who falsely claim to be regulated players: https://www.amf-france.org/fr/espace-epargnants/proteger-son-epargne/listes-noires-et-mises-en-garde

Tikehau Investment Management SAS (“Tikehau IM” or “TIM”)

Created by Tikehau Capital at the end of 2006, Tikehau IM is Tikehau Capital’s main asset management platform. As of 31 December 2022, Tikehau IM operated in all of Tikehau Capital’s asset management activities, namely private debt, real assets, Capital Markets Strategies (bond management/diversified management and equities) and private equity. Tikehau IM has been approved by the AMF as a portfolio management company since January 2007 (under number GP-07000006 and 491 909 446 in the Paris Trade and Companies Register).

Tikehau Investment Management,
32, rue de Monceau,
75008 PARIS – France

In accordance with its regulatory obligations, Tikehau IM makes the following documents available:

Tikehau IM corporate documents

• Conflict of interest prevention and management policy 
• Compensation policy

Asset management documents

• Complaints management policy
• Report on intermediation fees
• Report on the exercise of voting rights
• Best selection / Best execution Policy
• Engagement and voting policy
• RTS 28 - annual information report on the identity of execution platforms and quality of execution

Please note that information on the management of UCITS funds is available in the “Capital Market Strategies” section of this website.

This site has been created solely for information purposes and does not constitute a contractual item, or an investment or arbitrage proposal or solicitation.

Tikehau Investment Management disclaims all liability for the content of the site and its use by anyone. The products and services presented on this site may be subject to regulatory and legal restrictions. It is the responsibility of interested parties to verify that their legal and tax status allows them to consider subscribing for products or services before contacting Tikehau Investment Management to inquire about the availability of said products and services, and the applicable contractual and pricing conditions.

None of these products or services will be provided by Tikehau Investment Management to any person whose resident state law or any other applicable law prohibits access to them. Readers of this message are expressly asked to ensure that they are legally authorised to access this website in the country from which the connection is established.

Past performance is not indicative of future performance and is not constant over time.

Disclosure of information on UCI assets

The management company must not provide certain investors or intermediaries with information relating to the composition of the UCI’s assets that could facilitate market timing strategies. In particular, the management company must refrain from disclosing the composition of the portfolio in real time.

However, the management company may, subject to conditions, including time constraints, disclose the composition of the assets of the UCIs it manages, notably to professional investors subject to the supervision of the ACPR, the AMF or equivalent European authorities for the purposes of calculating the regulatory requirements linked to the Solvency II Directive.

Intellectual property

The content of this website is protected by copyright, the Vienna Convention and the French Intellectual Property Code. All intellectual property, including trademarks, logos, texts, photographs and images, graphics, video and sound data and animations, is the property of Tikehau IM. Tikehau IM only authorises you to view its content for personal and private use, excluding any public showing or distribution.

Authorisation to reproduce is granted solely in digital form on your browsing device, for the purposes of viewing the pages opened by your browser. Print-outs are authorised for private copying purposes, for the exclusive use of the copier within the meaning of Article L. 122-5-2 of the French Intellectual Property Code.

Tikehau Capital Europe Limited

Tikehau Capital Europe Limited (“TCE”) is a limited liability company registered in England and Wales under company registration number 09154248, and is authorised and regulated by the Financial Conduct Authority in the United Kingdom (firm reference number 647919). TCE is a wholly owned UK subsidiary of Tikehau Capital SCA whose securities are listed on Euronext. TCE manages securitisation vehicles dedicated to collateralised loan obligations (“CLOs”), a specialised product corresponding to bonds backed by a portfolio of leveraged loans. This activity is part of the Group’s private debt business.

Tikehau Investment Management UK Branch

Tikehau Investment Management UK Branch (“TIM UK”) is a branch of Tikehau IM, Tikehau Capital’s main asset management platform, approved by the AMF as a portfolio management company since January 2007 (under number GP-07000006 and 491 909 446 in the Paris Trade and Companies Register). TIM UK is registered in England and Wales under number BR018177, and appointed representative of Tikehau Capital Europe Limited which is authorised and regulated by the Financial Conduct Authority.

Financial Ombudsman Service

If you are an eligible complainant under the FCA rules, you may be entitled to make a complaint against TCE or TIM UK to the Financial Ombudsman Service (“FOS”). Detailed information about the FOS is available on its website at https://www.financial-ombudsman.org.uk/. The FOS can be contacted by telephone on 0800 023 4567 or +44 20 7964 0500 (for calls from outside the UK), by email at [email protected], or by post to the following address: The Financial Ombudsman Service, Exchange Tower, London, E14 9SR.

Documents on display – United Kingdom section

Complaints Handling Policy

Complaints Handling Policy

UK Modern Slavery Act Statement

Tikehau Capital’s Modern Slavery Act 2015 Statement for the financial year ending 31st December 2020

Modern Slavery Act 2015 Statement for the financial year ending 31st December 2021

Modern Slavery Act 2015 Statement for the financial year ending 31st December 2022

Modern Slavery Act 2015 Statement for the financial year ending 31st December 2023

TCE’s MIFIDPRU Disclosures

MIFIDPRU Disclosures - for the year ended 31 December 2023

MIFIDPRU Disclosures - for the year ended 31 December 2022

Please consult the Securities and Exchange Commission (SEC) website for further details.

Please consult the Financial Services Agency (FSA) website for further details.

Please consult the Monetary Authority of Singapore (MAS) website for further details.

Please consult the Financial Services Commission website for further details.

Our asset management activities are registered with the relevant regulatory bodies in several jurisdictions. The following is a list of entities regulated as part of our international activities.